Kutak Rock Presents

Best Practices for Addressing Current Regulatory, Compliance and Litigation Issues
Complimentary CLE for Banking & Financial Services Professionals

December 13, 2021, 1:00 - 5:00 p.m. CST

Guest Speaker

Mike Marsh - U.S. Small Business Administration

Agenda

1:00 – 1:45
Edward Fox - Kutak Rock LLP
Internal Investigations: The Five Ws and a Brief SEC/FINRA Enforcement Update 

1:45 – 2:45
Bryan Handlos, Jeffrey Makovicka, and Brett Bruneteau - Kutak Rock LLP
Professional Responsibility Considerations for Financial Services Lawyers 

Break 2:45 - 3:00

3:00 – 4:00
Guest Speaker Mike Marsh - U.S. Small Business Administration, and David Bracht - Kutak Rock LLP
After PPP – What’s Next? 

4:00 – 4:45
Victoria Buter, Alison Gutierrez and Caitlin Gustafson - Kutak Rock LLP
Avoiding Litigation When Drafting Financial Services Contracts

4:45 – 5:00
Question and Answer Session