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William J. Swartzwelder

Associate

Bill is part of a team based in Arkansas that has a local and national practice representing clients across a wide array of corporate and securities matters, including mergers & acquisitions, joint ventures, public and private offerings of securities, corporate governance, venture capital investments, formation and structuring of private investment funds, and other related transactional and regulatory matters.  Bill focuses his practice primarily on: 

  • representing buyers and sellers in mergers & acquisitions transactions;
  • representing renewable energy developers and investors in connection with the acquisition and disposition of renewable energy projects in all stages of development;
  • representing private companies in connection with the issuance of equity and debt securities, including preferred equity, convertible debt and other forms of venture capital financing;
  • representing private institutional and individual investors in connection with minority investments in private companies and investment funds;
  • representing fund sponsors in connection with the formation and structuring of private investment funds, including with respect to exemptions from the registration requirements of the Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Exchange Act of 1934 and Securities Act of 1933; and
  • general advice and compliance with respect to matters of state law applicable to the formation and governance of corporations, limited liability companies, partnerships, and other forms of business entities.

Bill has experience representing clients across a wide array of industries, particularly software and technology, financial services, renewable energy, telecommunications, retail, and food and beverage.  Bill’s recent representations include: 

Mergers and Acquisitions

  • Westrock Coffee Company in its strategic acquisition of Bixby Coffee;
  • Westrock Coffee Company in its strategic acquisition of Kohana Coffee;
  • Stone Bancshares, Inc. in its merger with Alton Bancshares, Inc.;
  • An oil pipeline construction business in its $22.5 million sale to a private equity buyer; 
  • A private equity group in its $70 million acquisition of a cloud-based e-discovery platform;
  • A financial services and payment processing company in its $75 million sale to a private-equity-backed payment processor; 
  • Printfection Group, LLC, an enterprise swag management platform, in its sale to CustomInk, LLC;
  • Safe Foods Corporation, a global leader in food safety processing, in its merger with Packers Sanitation Services, Inc. Ltd., a leading provider of food safety and contract sanitation services for food processing facilities; and
  • A specialty bicycle manufacturer in its $8 million sale to a private equity buyer.

Energy Project Mergers & Acquisitions

  • A leading renewable energy developer in its disposition of a 260 MWac solar energy project in Georgia;
  • A leading renewable energy developer in its acquisition of two solar energy projects in Florida having a combined energy output of 150 MWac;
  • A leading renewable energy developer in its acquisition of three solar energy projects in Florida having a combined energy output of 219.8 MWac; and
  • A leading renewable energy developer in its acquisition of a 68.8 MWac solar energy project in Alabama.

Private Securities Offerings and Investments

  • An early-stage housing market data analytics company in connection with an investment by an institutional investor in Series A preferred stock;
  • An early-stage ski-resort management software platform in its offering of Series A preferred stock to investors;
  • A global financial services group in its minority investment in a Virginia-based energy services company;
  • An early-stage cyber-security company in its offering of series seed preferred stock to investors;
  • A memorabilia authentication company in its offering of SAFE notes to investors;
  • A regional hospital system in its minority investment in a healthcare technology joint venture;
  • A family office in its minority investment in an online boutique clothing and accessories store;
  • A financial services and banking company in its offering of preferred equity to investors; and
  • An early-stage retirement planning software platform in its offering of series seed preferred stock to investors.

Formation of Private Investment Funds

  •  A New York private equity sponsor in the formation of a $100 million investment fund formed for the purpose of making debt investments in private companies in the consumer-market;
  • A Colorado real estate developer in the formation of a $200 million investment fund formed for the purpose of acquiring, managing and leasing convenience stores;
  • A Nebraska affordable housing developer in the formation of a $30 million investment fund formed for the purpose of acquiring, developing and leasing an affordable housing development; 
  • A Colorado real estate developer in the formation of a $20 million investment fund formed for the purpose of acquiring, developing and selling industrial real estate;
  • A California financial services group in the formation of a $3 million investment fund formed for the purpose of investing in foreign exchange currency investments; 
  • A Colorado real estate developer in the $7 million syndication of a single investment property; 
  • An Arkansas real estate investor in the formation of a $100 million investment fund formed for the purpose of acquiring, developing and operating retirement communities;
  • A Missouri real estate developer in the formation of a $35 million investment fund formed for the purpose of investing in real estate development projects;
  • A Nebraska financial services group in the formation of a $50 million investment fund formed for the purpose of acquiring bonds secured by mortgages on affordable housing projects; and
  • An Arkansas based minerals investor in the formation of a $6 million investment fund formed for the purpose of acquiring, owning and selling oil and gas interests.
 

Selected to The Best Lawyers in America® "Ones to Watch" in Corporate Law; Leveraged Buyouts; and Private Equity Law, 2024