- J.D., University of Texas School of Law
- B.A., Duke University, with Honors; London School of Economics, 1988-89
- U.S. Court of Appeals for the Fourth Circuit
- U.S. District Court for the Eastern District of Virginia
- U.S. District Court for the Western District of Virginia
- U.S. Bankruptcy Court for the Eastern District of Virginia
- U.S. Bankruptcy Court for the Western District of Virginia
- Virginia
- District of Columbia
Related Services
Tim’s current practice focuses on litigation and regulatory matters for financial institutions, insurance coverage matters, and bankruptcy-related litigation for creditors and Chapter 7 trustees. His financial institution clients have included banks, thrifts, broker-dealers, and investment advisers. Tim has assisted clients with internal and regulatory investigations involving state and federal securities regulators, state insurance regulators, and federal law enforcement. Tim has experience with a range of other business and commercial disputes, including disputes involving defaulted commercial loans, lender liability, UCC transactions, business torts, business combinations, close corporations/partnerships, energy contracts, government forfeitures, and government fraud. He has counseled financial institutions with regard to regulatory inquiries and investigations involving a range of operational, licensing, product, and sales-practice issues, and he has directed internal investigations involving employee misconduct and supervisory lapses.
Prior to joining Kutak Rock, Tim served as Senior Regulatory Counsel for a major broker-dealer.
Tim's recent matters have included representation of:
- A national bank defending against fraudulent transfer claims of a Chapter 7 trustee.
- Multiple broker-dealers and financial advisors facing claims by retail investors.
- Multiple broker-dealers, financial advisors, and investment advisors facing state or FINRA regulatory inquiries or investigations for securities violations.
- A professional liability insurer defending against multiple coverage claims involving attorneys.
- A commercial liability and excess insurer defending against a coverage claim related to a fatal auto accident.
- A monoline insurance company prosecuting claims in New York against a major bank for fraud and breach of representations and warranties with respect to billions of dollars of mortgage-backed securities insured by the client.
- A chapter 7 trustee in recovering fraudulent and preferential transfers.
- A major consumer electronics firm defending preference and contract claims brought in bankruptcy court by the Circuit City Liquidating Trustee.
- A shareholder in a close-corporation in disputes arising out of the dissolution and winding down of the company.
- Rated AV Preeminent® by Martindale-Hubbell®
We use cookies on our website. To learn more about cookies, how we use them and how to revise your cookie settings, please see our terms of use. By continuing to use this site you consent to our use of cookies in accordance with our Privacy Policy.
VIEW STATEMENT