Tim’s current practice focuses on litigation and regulatory matters for financial institutions, insurance coverage matters, and bankruptcy-related litigation for creditors and Chapter 7 trustees. His financial institution clients have included banks, thrifts, broker-dealers, and investment advisers. Tim has assisted clients with internal and regulatory investigations involving state and federal securities regulators, state insurance regulators, and federal law enforcement. Tim has experience with a range of other business and commercial disputes, including disputes involving defaulted commercial loans, lender liability, UCC transactions, business torts, business combinations, close corporations/partnerships, energy contracts, government forfeitures, and government fraud. He has counseled financial institutions with regard to regulatory inquiries and investigations involving a range of operational, licensing, product, and sales-practice issues, and he has directed internal investigations involving employee misconduct and supervisory lapses.
Prior to joining Kutak Rock, Tim served as Senior Regulatory Counsel for a major broker-dealer.
