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Securities Litigation

Our securities litigation professionals represent a wide range of clients providing legal advice in the heavily regulated securities industry. We counsel and defend broker-dealers, clearing firms, commodity firms, investment banks, issuers, corporate and municipal underwriters, public finance professionals, corporate executives and other professionals in securities litigation cases across the country. Our practice includes defending federal and state securities claims, securities class actions, fiduciary duty claims, shareholder derivative actions, as well as FINRA arbitrations. Our securities professionals also represent clients who are targets of investigation by the United States Securities and Exchange Committee, FINRA, and state regulatory bodies. In addition, our attorneys provide strategic guidance to securities firms, investment banks, issuers and related professional firms regarding risk management and conducting internal investigations stemming from whistleblower and other allegations.