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Andrew R. Shedlock


Andrew's practice includes securities litigation, commercial litigation, business and corporate law and general civil litigation. He has been actively involved in multiple securities litigation matters. Additionally, Andrew regularly counsels clients on business formation issues and corporate structuring. He has also defended clients involved in investigations by the Securities and Exchange Commission, FINRA and state regulators.

Andrew also has extensive experience in defending clients against FINRA Enforcement Actions, FINRA investigations and other securities-related regulatory matters. In addition to his securities experience, he regularly represents clients in a wide variety of commercial and business litigation matters, including contract disputes, employment matters, products liability cases involving international manufacturers, business and shareholder disputes and land use matters. This representation includes the full spectrum of site investigations, discovery, depositions, dispositive motion practice and trial.

Andrew represents and advises broker/dealers, Registered Investment Advisors, and Certified Financial Planners © in regulatory compliance and business transactions.

  • "5 Ways to Invest in Real Estate with Tips from the Pros," Fit Small Business, October 2018 (Quoted)
  • "26 Tips for Landlords from the Pros," Fit Small Business, November 2017 (Quoted)
  • "Deposition Tips For Lawyers," Conferencecalling Blog, October 2017 (Quoted)
  • "Supreme Court Limits Where Companies Can Be Sued for Personal Injuries," Bigger Law Firm, June 2017 (Quoted)
  • "How Restaurant Owners Fight Bad Reviews Online," AvvoStories, May 2017 (Quoted)
  • “Robos Beware: How to Keep FINRA Away,” January 2016
  • “Constructing Your Network: Business Trends and Business Development,” LinkedIn, November 2015 (author)
Speaking Engagements
  • “The Proposed SEC Reporting Modifications for Investment Companies: Keep Your Firms on Track,” The Knowledge Group Webinar, December  2015
Government Service
  • California State Assemblyman Kevin Jeffries, Legislative Director, 2007-2010
  • Jesse M. Unruh, Assembly Fellow, 2006-2007