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Chris G. Musteen

Associate

Chris focuses his practice on corporate and securities matters, with an emphasis on public company corporate governance, SEC regulations, and Nasdaq and NYSE listing requirements. He advises on the full range of SEC disclosure obligations, from proxy statements to current reports on Form 8-K. He also counsels clients on year-end and annual meeting preparation, board and committee best practices, executive and director compensation, Section 16 compliance, insider trading regulation, and Regulation FD policies.

In addition, Chris also supports clients on transactional matters, mergers and acquisitions, corporate reorganizations, general corporate contracts, and corporate formation documents.

  • Advising clients on registration and reporting requirements under the Securities Act of 1933 and the Securities Exchange Act of 1934.
  • Assisting publicly traded clients with corporate governance matters including corporate governance matters and NASDAQ and NYSE listing requirements and SEC compliance.
  • Representing clients in the mergers and acquisitions of both public and private entities. 
  • Providing assistance to corporations, limited liability companies and limited partnerships with respect to state corporate law matters.