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Nicholas R. Alvarez


Nicholas's practice focuses on corporate governance, securities regulation and transactional matters as well as a number of other legal matters for both public and private companies. He represents clients in a wide variety of business sectors including telecommunications, banking and retail.

  • Advising clients on registration and reporting requirements under the Securities Act of 1933 and the Securities Exchange Act of 1934.
  • Assisting publicly traded clients with corporate governance matters including board and committee procedures, NASDAQ and NYSE listing requirements and SEC compliance.
  • Providing assistance to corporations, limited liability companies and limited partnerships with regards to state corporate law matters.
  • Representing clients in the mergers and acquisitions of both public and private entities.
  • Assisting banking clients with state and federal regulation compliance.

  • "Regulating the Food Truck Industry: An Illustration of Proximity and Sanitation Regulations," 12 J. Food L. & Pol'y 1 (2016).

The Best Lawyers in America©, Appellate Practice, 2021