Kutak Rock attorney Deborah Froling was part of a panel of experts discussing Product Knowledge at the 2017 FINRA Annual Conference on May 16, 2017 in Washington, D.C.
The session focused on due diligence obligations and effective practices in connection with sales of alternative investments, including private equity, real estate and energy investments; business development companies, closed-end funds and UITs; Regulation D private placements; and structured products.
For information regarding the 2017 FINRA Annual Conference, please click here.
Froling, a partner in the firm's Washington, D.C. office, has extensive experience in public and private offerings of debt, equity and convertible securities as both issuer's and underwriter's counsel primarily for real estate companies. She has closed public and private debt and equity offerings, primarily for REITs and other real estate companies, as well as non-traded equipment finance and oil and gas companies, and business development companies. She also has structured and closed numerous tenant in common syndications and has worked with public and private company clients providing general corporate counseling and advising on periodic and annual reporting and other SEC disclosure requirements.