An article by Kutak Rock attorneys Sara English and Christopher Parrington has been reprinted in the July 2016 edition of Currents, The National Society of Compliance Professionals newsletter.
The article is titled "How Secure is the Security Industry?" and was written in conjunction with Dee Cordea, an insurance broker with Mercer. In the article the authors discuss cyersecurity threats, and the prevention and mitigation tools that brokers can implement. The authors caution that all broker dealers and other financial firms must stay vigilant to keep ahead of those perpetrating cybersecurity attacks.
To see the entire article, please click on the file below.
In her work at Kutak Rock, English routinely advises clients from a variety of commercial sectors such as health care, retail, and finance in all aspects of technology transactions and the use and handling of sensitive personal information. She is a Certified Information Privacy Professional (CIPP/US), credentialed by the International Association of Privacy Professionals.
Parrington represents broker/dealers, investment advisory firms, fund managers, registered representatives and investment advisors in a variety of capacities including customer and industry-related FINRA arbitrations, regulatory investigations and enforcement actions, and general compliance-related matters. He is an experienced commercial litigator and trial lawyer.