Fiduciary Issues and Plan Governance

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June 26, 2014
On June 25, 2014, the U.S. Supreme Court issued its long-awaited ruling in Fifth Third Bancorp v. Dudenhoeffer, a case involving an ESOP fiduciary’s duties in deciding to sell or hold employer stock in an ESOP. For additional information, please read our client alert.
Client Alert
September 13, 2013
May 20, 2013

Over the past year, there has been a marked increase in Department of Labor (“DOL”) audits of qualified retirement plans.  It appears that not only has the number of audits increased, but so has the DOL’s expectations of plan fiduciaries.  Most recently, it has been reported that during routine audits, DOL officials seek documentation as to the level of fiduciary training that has been given to plan fiduciaries.  The DOL takes the view that fiduciary training evidences prudent fiduciary practice.

Client Alert
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