Insurance Regulatory Compliance

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Members of Kutak Rock’s Insurance Group represent insurers and others in significant compliance matters involving state and federal regulators. These engagements include:

  • insurer formation, licensing and capitalization;
  • licensing of traditional insurers, HMOs and captive insurers, as well as third-party administrators, managing general agents and producers;
  • compliance with Insurance Holding Company Act requirements and regulatory approval of changes of control, mergers, acquisitions and withdrawals;
  • intragroup transactions;
  • redomestications of insurers of all types;
  • solvency and capital requirements;
  • privacy and data protection;
  • demutualization and mutual holding company conversions;
  • product development;
  • reinsurance;
  • sales force compliance and contracting;
  • self-insurance;
  • risk retention and risk purchasing groups; and
  • related insurance and disciplinary matters.

Our Insurance Group represents insurers and other financial institutions in internal and external investigations and disputed cases involving regulatory actions.